ROHQ - MSCG - Business Risk Analyst II (Officer / C10)

The Business Risk Analyst II is a developing professional role. Applies specialty area knowledge in monitoring, assessing, analyzing and/or evaluating processes and data. Identifies policy gaps and formulates policies. Interprets data and makes recommendations. Researches and interprets factual information. Identifies inconsistencies in data or results, defines business issues and formulates recommendations on policies, procedures or practices. Integrates established disciplinary knowledge within own specialty area with basic understanding of related industry practices. Good understanding of how the team interacts with others in accomplishing the objectives of the area. Develops working knowledge of industry practices and standards. Limited but direct impact on the business through the quality of the tasks/services provided. Impact of the job holder is restricted to own team.

Responsibilities:

• Manage communication with and coordination of the support functions within Markets and Securities Services
• Identify new risks and ensure proper controls are in place for specific functions
• Maintain and monitor the controls environment
• Support the expansion and migration initiatives to be transitioned to the team
• Develop best practice procedures within Markets and Securities Services.
• Review support functions processes and challenge procedures that are not consistent with MSS objectives.  
• Present controls developments to senior management
• Coordinate and manage any Internal Audits and Compliance Assurance

Qualifications:

• Bachelor’s degree in Business Administration, Economics, Finance or Accounting
• Experience in Controls and Operational Risk Management, especially in securities dealing/brokering is highly desired.
• Prior experience in writing procedural documents, driving process improvements and experienced in executing change management concepts.
• Consistently demonstrates clear and concise written and verbal communication skills
• Proficient in Microsoft Office with an emphasis on MS Excel
• Self-motivated and detail oriented
• Good understanding of how the team interacts with others in accomplishing the objectives of the area. Develops working knowledge of industry practices and standards.

Education:

• Bachelor’s/University degree or equivalent experience

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Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

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